Failure Mode and Effects Analysis: Everything you need to know

Failure Mode and Effects Analysis (FMEA) is one of the most wide-spread methodologies within medical device risk analysis. In this article, we explore the nuanced application of FMEA in the context of medical devices, delving into its definition, significance, various types, and a meticulous step-by-step process to conduct a thorough risk analysis.

What is FMEA?

Failure Mode and Effects Analysis (FMEA) is a methodical approach to preemptively identify, assess, and mitigate potential failure modes within the device or its associated processes. Originally conceptualized by NASA in the 1960s, FMEA has been instrumental in ensuring the safety and efficacy of medical devices, spanning from diagnostic tools to implantable devices.

Why FMEA is important?

In the landscape of medical devices, where reliability and patient safety are paramount, FMEA plays a pivotal role by:

  • Proactively identifying potential failure modes and their effects, thus enabling preemptive risk mitigation strategies.

  • Enhancing the quality and reliability of medical devices through rigorous analysis during the design and development stages.

  • Safeguarding patient health and well-being by minimizing the likelihood of device failures or malfunctions.

  • Complying with regulatory requirements, such as those outlined by the FDA (such as 21 CFR Part 820), 2017/745 MDR and ISO standards (such as ISO 14971 and ISO 13485), by demonstrating a systematic approach to risk management.

  • Instigating continuous improvement initiatives aimed at refining device design, manufacturing processes, and post-market surveillance protocols.

The Risk Management File is a critical component of the medical device file to obtain market access. Failing to do a thorough risk analysis might affect patient safety. FMEA provides you with a structured methodology that allows you to identify and evaluate risks which reduces the possibility of regulatory noncompliance.

Different types of FMEA

Within the domain of medical device risk analysis, various types of FMEA serve distinct purposes, including:

  • Design FMEA (DFMEA): Concentrates on identifying and mitigating potential failure modes during the design and development phase of a medical device.

  • Process FMEA (PFMEA): Evaluates potential failure modes within the manufacturing or assembly processes associated with medical device production.

  • Use FMEA: Analyzes potential failure modes that may arise during the clinical use or operation of a medical device within healthcare settings.

  • Software FMEA: Assesses potential failure modes within software components integrated into medical devices, such as embedded software in diagnostic equipment or therapeutic devices.

Steps to process FMEA : 8 steps

In order to effectively do a FMEA, it's important to follow a structured approach. This ensures that the same methodology is applied throughout the entire risk analysis effort.

1. Choose a process

Select the specific process or aspect of the medical device lifecycle that warrants analysis, such as device design, manufacturing, sterilization, or clinical use.

 2. Create a FMEA team

Assemble a multidisciplinary team comprising professionals with expertise in areas such as biomedical engineering, clinical practice, regulatory affairs, quality management, and risk assessment.

3. Review the process

Thoroughly review the selected process, delineating its intricacies, critical control points, and potential failure modes that could compromise device safety or performance.

4. Identify failure modes

Brainstorm potential failure modes and their effects within the context of the chosen process, considering factors such as material properties, design constraints, human factors, and environmental variables.

5. Determine the severity of each failure

Evaluate the potential consequences of each failure mode in terms of its impact on patient safety, device functionality, clinical outcomes, and regulatory compliance.

6. Gauge chances of occurrence

Assess the likelihood of each failure mode occurring within the specified process, accounting for factors such as device complexity, manufacturing variability, human error, and external factors.

7. Failure Detection

Analyze the effectiveness of existing detection mechanisms, such as quality control inspections, functional testing, and post-market surveillance, in identifying and mitigating potential failure modes.

8. Calculate the RPN

Calculate the Risk Priority Number (RPN) for each failure mode by multiplying its severity, occurrence, and detection ratings, enabling prioritization of risk mitigation activities based on the perceived level of risk.

All the relevant risks, risk calculations and risk controls will be documented in a risk management report, which will then be part of the medical device file.

In conclusion, Failure Mode and Effects Analysis (FMEA) serves as an indispensable tool for medical device risk analysis, empowering stakeholders to systematically identify, evaluate, and mitigate potential risks throughout the device lifecycle. By adhering to a structured process, medical device manufacturers can enhance patient safety, ensure regulatory compliance, and uphold the highest standards of quality and reliability in their products. 

If you want to learn how you can include both product related risks as well as process related risks into your medical device projects, don't hesitate to book a demo.

About the Author
Ann Vankrunkelsven
RA/QA Manager